SD

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form SD

Specialized Disclosure Report

CAMBIUM NETWORKS CORPORATION

(Exact name of registrant as specified in its charter)

Commission File Number: 001-38952

 

 

 

Cayman Islands

Not Applicable

(State or other jurisdiction of
incorporation or organization)

(I.R.S. Employer
Identification Number)

c/o Cambium Networks, Inc.

2000 Center Drive, Suite East A401

Hoffman Estates, Illinois 60192

(888) 863-5250

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Walkers (Cayman) LLP

George Town

190 Elgin Avenue

Grand Cayman KY1-9008

Cayman Islands

+1 (345) 814-7600

(Name, address, including zip code, and telephone number, including area code, of agent for service)

Sally J. Rau

Chief Legal Officer

Cambium Networks Corporation

2000 Center Drive, Suite East A401

Hoffman Estates, Illinois 60192

(888) 863-5250

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

 

 

 

 

 


 

Section 1 — Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

A copy of the Conflict Minerals Report of Cambium Networks Corporation for the reporting period January 1 to December 31, 2023 is filed as Exhibit 1.01 to this specialized disclosure report on Form SD.

Item 1.02 Exhibit

Cambium Networks has filed, as an exhibit to this Form SD, the Conflict Minerals Report required by Item 1.01.

Section 2 - Exhibits

Item 2.01 Exhibits

Exhibit No.

 

Description

1.01

 

Cambium Networks Corporation Conflict Minerals Report for the Reporting Period January 1, 2023 to December 31, 2023.

 

Safe Harbor for Forward-Looking Statements

Certain statements in this Form SD and the Conflict Minerals Report attached as an Exhibit hereto are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Statements other than statements of historical fact including words such as “look”, “will”, “anticipate”, “believe”, “estimate”, “expect”, “forecast”, “consider” and “plan” and statements in the future tense are forward-looking statements. These statements that could be deemed forward-looking statements include statements regarding business trends, anticipated demand for our products, and any statements or assumptions underlying any of the foregoing.

Forward-looking statements are subject to certain risks and uncertainties that could cause our actual future results to differ materially, or cause a material adverse impact on our results. Given these uncertainties, you should not place undue reliance on these forward-looking statements. Also, forward-looking statements represent our management’s beliefs and assumptions only as of the date made. We do not undertake any obligation to update information contained herein. You should review our SEC filings carefully and with the understanding that our actual future results may be materially different from what we expect.

Documents Incorporated by Reference

Unless expressly incorporated by reference in this Form SD and the Conflict Minerals Report attached as an Exhibit hereto, any documents, third-party materials or references to websites (including, but not limited to, our website) are not incorporated by reference in, or considered to be a part of, the Form SD or the Conflict Minerals Report attached as an Exhibit hereto.

 

 

1

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

 

 

CAMBIUM NETWORKS CORPORATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date:

May 29, 2024

 

By:

/s/ Jacob Sayer

 

 

 

Name:

Jacob Sayer

 

 

 

Title:

Chief Financial Officer

 

 

 

 

2

 

 

 

 


EX-1.01

Exhibit 1.01

CAMBIUM NETWORKS CORPORATION

CONFLICT MINERALS REPORT

FOR THE REPORTING PERIOD JANUARY 1, 2023 TO DECEMBER 31, 2023

IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

Cambium Networks Corporation and its subsidiaries (herein referred to as “Cambium Networks,” the “Company,” “we,” “our” and “us”) is committed to fair trade practices and a company culture that promotes social responsibility, as well as to working with suppliers that share our values regarding human rights, ethics, and environmental responsibility. We are supportive of industry-wide efforts to responsibly source components used in the manufacture of our products. As Cambium Networks does not directly procure minerals from mines, or the smelters or refiners (“SORs”) that process them, we work to advance responsible mineral sourcing in our supply chain through our policies and due diligence practices of our third-party manufacturers.

About this Report

This Conflict Minerals Report has been prepared by Cambium Networks in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1” or “Rule”) for the reporting period January 1 to December 31, 2023. Rule 13p-1 requires the disclosure of certain information by companies that manufacture or contract to manufacture products that use minerals specified in Rule 13p-1 that are necessary to the functionality or production of these products. These minerals are currently defined by the SEC as Cassiterite, Columbite, Tantalite (Coltan), Gold, Wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten, and gold (collectively or individually, as appropriate, “3TG” or “Conflict Minerals”) originating from the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Countries”) and that financed or benefited armed groups in any of these countries.

Company Overview

We design, develop, and manufacture wireless broadband and Wi-Fi networking infrastructure solutions for a wide range of applications, including broadband access, wireless backhaul, Industrial Internet of Things (IIoT), public safety communications and Wi-Fi access. Our products are used by businesses, governments, and service providers to build, expand and upgrade broadband networks. Our product lines fall into three broad, interrelated categories: Fixed Wireless Broadband (FWB), Enterprise networking, and Subscription and Services. The FWB portfolio spans point-to-point (PTP) and point-to-multi-point (PMP) architectures over multiple standards, including IEEE 802.11 and 3GPP (Third Generation Partnership Program) and frequency bands, including licensed, unlicensed, and lightly licensed spectrum. The Enterprise portfolio includes Wi-Fi access points, wireless aware switches, and other networking devices.

We were formed in 2011 when Cambium Networks acquired the Point-to-Point, or PTP, and Point-to-Multi-Point, or PMP, businesses from Motorola Solutions. Following the acquisition, we renamed the business Cambium Networks, and we leveraged the technology to continue to develop and offer an extensive portfolio of reliable, scalable and secure enterprise-grade fixed wireless broadband and PTP and PMP platforms, Wi-Fi, switch and IIoT solutions.

Products Overview

We offer a portfolio of FWB, Enterprise Network and Subscription and Services. Our products can be categorized into our PTP backhaul, PMP distribution, Enterprise networking, and cnMaestro X a cloud-based network management architecture that allows users to remotely configure, monitor, and manage their wireless network. The Enterprise portfolio includes Wi-Fi access points, wireless aware switches, and other networking devices ("Covered Products"). Advanced services offered in conjunction with this platform include application visibility and control which is used to optimize end user experiences; integrated security gateway and SD-WAN for small and medium business; and automated and intelligent network optimization. We also offer a number of other network management and monitoring tools, such as cnMaestro, XMS Cloud, LINKPlanner, cnHeat, Swift, and cnArcher, to further improve ease of use and network performance.

Supply Chain Overview

We generally manufacture our products through third party manufacturers. As a result, we rely on our third-party manufacturers and component suppliers to provide information on the origins of Conflict Minerals necessary to the functionality or production of our products. We have no business relationship with any of the SORs involved in producing Conflict Minerals or with any of their respective suppliers. For certain products, we outsource both the design and manufacture of the product and distribute the product under our name on a white label basis.

1

 


 

Our third-party manufacturing partners generally procure the components needed to build and assemble our products according to our design specifications. Our third-party manufacturers procure components and assemble our products based on our demand forecasts.

Once the completed products are manufactured and tested, configured, inspected and pass quality control inspection, our third-party manufacturers ship the products to our direct fulfillment facilities. We outsource the warehousing and delivery of our products at these fulfillment facilities to a third-party logistics provider for worldwide fulfillment. Our products are installed by network operators or by third-party service providers such as system integrators or value-added resellers on behalf of the end user customer.

Reasonable Country of Origin Review

For the reporting period from January 1 to December 31, 2023, we conducted reasonable country of origin inquiry (“RCOI”) activities to determine the source and chain of custody of the Conflict Minerals that are necessary to the functionality or production of our products to ascertain whether any Conflict Minerals are included in our Covered Products (as defined in Rule 13p-1) and originated in a Covered Country.

To perform our RCOI, we surveyed our third-party manufacturers, prioritizing our largest suppliers in this process to collect information and raise awareness of our expectations relating to Conflict Minerals. We asked the third-party manufacturers to tell us (i) whether the products they supply to us (or their components) contained Conflict Minerals, and (ii) if they did, to provide information regarding the source of Conflict Minerals contained in those products and components. We relied on our third-party manufacturers to provide us with information about the source of Conflict Minerals contained in the products and components they supplied to us. Due to the complexity of our supply chain, it is time consuming and difficult to verify the origin of all of the Conflict Minerals in our products.

Although we have been able to achieve a significant level of transparency as a result of our review of information provided by our supply chain partners, we have been unable to determine the origin of all of the Conflict Minerals used in our products with absolute certainty.

Cambium Networks’ Responsible Minerals Program Design

We have implemented a process that allows for the identification of suppliers within our supply chain and the country of origin of minerals, using supplier surveys. We have obtained information with respect to the source and chain of custody of the 3TG contained in our products based on a survey of our third-party manufacturers using the Conflict Minerals Reporting Template (“CMRT”), a free, standardized reporting template developed by the Responsible Minerals Initiative, a resource for companies from a range of industries addressing responsible mineral sourcing issues in their supply chains. The CMRT facilitates the transfer of information through the supply chain regarding mineral country of origin and the SORs being utilized. The template also facilitates the identification of new SORs. We must rely on third-party manufacturers to provide information whether Conflict Minerals are included in our Covered Products and, if so, the country of origin. Our third-party manufacturers determine and conduct their own “reasonable country of origin inquiry” survey regarding the origins of the Conflict Minerals included in the Covered Products and provide us with written certifications regarding the results of such inquiries.

The responses from the CMRT are collected in a database that we maintain that allows us to track responses and perform due diligence on that data. We use a third party resource to analyze the results of the CMRTs that we collect from our third-party suppliers, including the data transmitted by our suppliers to provide reports to us indicating the use of 3TG minerals in the supplier's products, details on the origin of 3TG minerals, specifically to the smelter level in the supply chain, details on 3TG minerals sourced from a supplier of recycled or scrap 3TG, whether each supplier has identified all of the smelters used by the company and its suppliers, the list of all smelters used per supplier and overall and whether the smelters identified are validated as conflict-free smelters.

Once we receive CMRT responses, we analyze them. Suppliers that provided, in our judgment, incomplete information, are contacted again in order to obtain additional information, and/or seek clarification, and we track and monitor the completion of CMRTs by suppliers to try to obtain any missing CMRTs. Our policy is to conduct follow-up communications with suppliers whose CMRTs are incomplete or missing.

Cambium Networks 2023 RCOI and Due Diligence Measures and Results

During 2023, Cambium Networks surveyed its suppliers using the CMRTs. In total, we surveyed 346 suppliers, of which 94% returned CMRTs to Cambium Networks. As a downstream purchaser, however, our diligence processes depend upon our third-party manufacturers seeking data within their supply chains to identify the original sources of Conflict Minerals, and some of our third-party manufacturers have advised us that they did not receive responses to their requests for due diligence information from all of their suppliers.

The CMRT that we distributed to our third-party manufacturers requests that such third-party manufacturers provide information on the SORs that they or the vendors in their supply chains use to process Conflict Minerals. We relied on responses from such third-party

2

 


 

manufacturers in order to determine the facilities used to process the Conflict Minerals used in our products. Certain suppliers responded that they were unable to provide all SOR information at this time and we are continuing to follow up on these responses. Many of the responses that we received provided information at the supplier level, which is not sufficient to tie the products supplied to us back to the SORs in our supply chain. However, the responses we did receive from our third-party manufacturers identified no SORs as potential sources of Conflict Minerals that were reported to be in our supply chain. Due to the use of company-wide surveys by some suppliers and the multiple levels of suppliers in our supply chain we are unable to determine with certainty a complete list of SORs that actually provide Conflict Minerals used in our products. However, we believe the SORs used in our products may include those listed on Appendix A hereto.

Based on the data provided by our third-party manufacturers, we concluded that we are unable to determine the country of origin of all of the Conflict Minerals in our supply chain during the reporting period, whether the Conflict Minerals came from recycled or scrap sources, the facilities used to process them, or their mine or location of origin.

Based on the certifications provided by our third-party manufacturers and our review of the SOR lists they provided to us, to the extent available, against the CFSI list of compliant SORs, we have no reason to believe that any of our Covered Products contain Conflict Minerals originating from the Covered Countries. We have therefore concluded that we are not required to conduct further due diligence on the supply chain or submit a Conflict Minerals Report with this disclosure.

In accordance with the Rule, this report will be made available on the Company’s website in the SEC Filings section of the Investor Relations page of the Company’s website as soon as practicable after filing.

Ongoing Risk Mitigation Activities

We are continually trying to identify risks within our supply chain and to improve our compliance with fair trade practices and ethical sourcing in the manufacture of our products. If any Covered Country-supported source is found to benefit armed groups, we plan to work to remove such suppliers from our supply chain in accordance with our environmental standards and our Responsible Minerals Policy.

We intend to take the following steps to improve our due diligence measures and to further mitigate the risk that the 3TG contained in our products could benefit armed groups in the Covered Countries:

Policy Management: Cambium Networks reviews its process for reviewing and removing the use of Conflict Minerals within its supply chain, and will continue to build compliance activities within our supply chain management and product lifecycle activities.
Due Diligence Plan: We plan to continue to enhance communication and engagement with our third-party manufacturers to improve data accuracy and completeness, and we intend to continue to exert influence throughout our supply chain to improve the quality of information provided by our suppliers. We also plan to continue to request that all our suppliers provide a completed and accurate CMRT for the products that such suppliers manufacture for us that include Conflict Minerals.

FORWARD-LOOKING STATEMENTS

Statements relating to due diligence process improvement made in this Conflict Minerals Report, as well as certain other statements made in this Conflict Minerals Report, are forward-looking in nature and are based on Cambium Networks management's current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of Cambium Networks’ control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.

DOCUMENTS INCORPORATED BY REFERENCE

Unless otherwise stated herein, any documents, third-party materials or references to websites (including Cambium Networks’) are not incorporated by reference in, or considered to be a part of, this Conflict Minerals Report unless expressly incorporated by reference herein.

INHERENT LIMITATIONS ON DUE DILIGENCE MEASURES

Our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of Conflict Minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of Conflict Minerals. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.

3

 


 

Appendix A: List of Smelters and Refiners

The following list contains the SORs that may have been used to process 3TG used in Cambium Networks’ products based on information provided by Cambium Networks’ suppliers on the CMRT. Suppliers may have provided SOR information regarding their entire upstream supply chain, rather than SOR information relating only to SOR facilities that contributed 3TG used in Cambium Networks’ products. Cambium Networks does not have direct relationships with these SORs or their suppliers. We continue to work with our suppliers to improve due diligence efforts and remove SORs that violate our Responsible Minerals Policy or that otherwise meet certain criteria relating to sourcing risk. This list is accurate as of May 12, 2024.

 

Material

Smelter Name

Smelter Country

Smelter Identification

Gold

8853 S.p.A.

ITALY

CID002763

Gold

ABC Refinery Pty Ltd.

AUSTRALIA

CID002920

Gold

Abington Reldan Metals, LLC

UNITED STATES OF AMERICA

CID002708

Gold

Advanced Chemical Company

UNITED STATES OF AMERICA

CID000015

Gold

African Gold Refinery

UGANDA

CID003185

Gold

Agosi AG

GERMANY

CID000035

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

CID000019

Gold

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

CID002560

Gold

Albino Mountinho Lda.

PORTUGAL

CID002760

Gold

Alexy Metals

UNITED STATES OF AMERICA

CID003500

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

CID000058

Gold

Argor-Heraeus S.A.

SWITZERLAND

CID000077

Gold

Asahi Pretec Corp.

JAPAN

CID000082

Gold

Asahi Refining Canada Ltd.

CANADA

CID000924

Gold

Asahi Refining USA Inc.

UNITED STATES OF AMERICA

CID000920

Gold

Asaka Riken Co., Ltd.

JAPAN

CID000090

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

CID000103

Gold

AU Traders and Refiners

SOUTH AFRICA

CID002850

Gold

Augmont Enterprises Private Limited

INDIA

CID003461

Gold

Aurubis AG

GERMANY

CID000113

Gold

Bangalore Refinery

INDIA

CID002863

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

Gold

Boliden AB

SWEDEN

CID000157

Gold

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Gold

Caridad

MEXICO

CID000180

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

CID000185

Gold

Cendres + Metaux S.A.

SWITZERLAND

CID000189

Gold

CGR Metalloys Pvt Ltd.

INDIA

CID003382

Gold

Chimet S.p.A.

ITALY

CID000233

Gold

Chugai Mining

JAPAN

CID000264

Gold

Coimpa Industrial LTDA

BRAZIL

CID004010

Gold

Daye Non-Ferrous Metals Mining Ltd.

CHINA

CID000343

Gold

Degussa Sonne / Mond Goldhandel GmbH

GERMANY

CID002867

Gold

Dijllah Gold Refinery FZC

UNITED ARAB EMIRATES

CID003348

Gold

Dongwu Gold Group

CHINA

CID003663

Gold

Dowa

JAPAN

CID000401

Gold

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

CID000359

Gold

Eco-System Recycling Co., Ltd. East Plant

JAPAN

CID000425

Gold

Eco-System Recycling Co., Ltd. North Plant

JAPAN

CID003424

Gold

Eco-System Recycling Co., Ltd. West Plant

JAPAN

CID003425

Gold

Emerald Jewel Industry India Limited (Unit 1)

INDIA

CID003487

Gold

Emerald Jewel Industry India Limited (Unit 2)

INDIA

CID003488

Gold

Emerald Jewel Industry India Limited (Unit 3)

INDIA

CID003489

Gold

Emerald Jewel Industry India Limited (Unit 4)

INDIA

CID003490

Gold

Emirates Gold DMCC

UNITED ARAB EMIRATES

CID002561

Gold

Fidelity Printers and Refiners Ltd.

ZIMBABWE

CID002515

Gold

Fujairah Gold FZC

UNITED ARAB EMIRATES

CID002584

Gold

Geib Refining Corporation

UNITED STATES OF AMERICA

CID002459

Gold

GGC Gujrat Gold Centre Pvt. Ltd.

INDIA

CID002852

4

 


 

Material

Smelter Name

Smelter Country

Smelter Identification

Gold

Gold by Gold Colombia

COLOMBIA

CID003641

Gold

Gold Coast Refinery

GHANA

CID003186

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

CID002243

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CHINA

CID001909

Gold

Guangdong Jinding Gold Limited

CHINA

CID002312

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CHINA

CID000651

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CHINA

CID000671

Gold

Heimerle + Meule GmbH

GERMANY

CID000694

Gold

Heraeus Germany GmbH Co. KG

GERMANY

CID000711

Gold

Heraeus Metals Hong Kong Ltd.

CHINA

CID000707

Gold

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000767

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CHINA

CID000773

Gold

HwaSeong CJ CO., LTD.

KOREA, REPUBLIC OF

CID000778

Gold

Industrial Refining Company

BELGIUM

CID002587

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

CID000801

Gold

International Precious Metal Refiners

UNITED ARAB EMIRATES

CID002562

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Gold

Istanbul Gold Refinery

TURKEY

CID000814

Gold

Italpreziosi

ITALY

CID002765

Gold

JALAN & Company

INDIA

CID002893

Gold

Japan Mint

JAPAN

CID000823

Gold

Jiangxi Copper Co., Ltd.

CHINA

CID000855

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

CID000927

Gold

JSC Novosibirsk Refinery

RUSSIAN FEDERATION

CID000493

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

CID000929

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Gold

K.A. Rasmussen

NORWAY

CID003497

Gold

Kaloti Precious Metals

UNITED ARAB EMIRATES

CID002563

Gold

Kazakhmys Smelting LLC

KAZAKHSTAN

CID000956

Gold

Kazzinc

KAZAKHSTAN

CID000957

Gold

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

CID000969

Gold

KGHM Polska Miedz Spolka Akcyjna

POLAND

CID002511

Gold

Kojima Chemicals Co., Ltd.

JAPAN

CID000981

Gold

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

CID002605

Gold

Kundan Care Products Ltd.

INDIA

CID003463

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

CID001029

Gold

Kyshtym Copper-Electrolytic Plant ZAO

RUSSIAN FEDERATION

CID002865

Gold

L'azurde Company For Jewelry

SAUDI ARABIA

CID001032

Gold

Lingbao Gold Co., Ltd.

CHINA

CID001056

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CHINA

CID001058

Gold

L'Orfebre S.A.

ANDORRA

CID002762

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Gold

LT Metal Ltd.

KOREA, REPUBLIC OF

CID000689

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CHINA

CID001093

Gold

Marsam Metals

BRAZIL

CID002606

Gold

Materion

UNITED STATES OF AMERICA

CID001113

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Gold

MD Overseas

INDIA

CID003548

Gold

Metal Concentrators SA (Pty) Ltd.

SOUTH AFRICA

CID003575

Gold

Metallix Refining Inc.

UNITED STATES OF AMERICA

CID003557

Gold

Metalor Technologies (Hong Kong) Ltd.

CHINA

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

CID001152

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

CID001147

Gold

Metalor Technologies S.A.

SWITZERLAND

CID001153

Gold

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

CID001161

Gold

Mitsubishi Materials Corporation

JAPAN

CID001188

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Gold

MKS PAMP SA

SWITZERLAND

CID001352

Gold

MMTC-PAMP India Pvt., Ltd.

INDIA

CID002509

5

 


 

Material

Smelter Name

Smelter Country

Smelter Identification

Gold

Modeltech Sdn Bhd

MALAYSIA

CID002857

Gold

Morris and Watson

NEW ZEALAND

CID002282

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

CID001204

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

CID001220

Gold

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

Gold

NH Recytech Company

KOREA, REPUBLIC OF

CID003189

Gold

Nihon Material Co., Ltd.

JAPAN

CID001259

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

CID002779

Gold

Ohura Precious Metal Industry Co., Ltd.

JAPAN

CID001325

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

CID001326

Gold

Pease & Curren

UNITED STATES OF AMERICA

CID002872

Gold

Penglai Penggang Gold Industry Co., Ltd.

CHINA

CID001362

Gold

Planta Recuperadora de Metales SpA

CHILE

CID002919

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

CID001386

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

Gold

PX Precinox S.A.

SWITZERLAND

CID001498

Gold

QG Refining, LLC

UNITED STATES OF AMERICA

CID003324

Gold

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

CID001512

Gold

Refinery of Seemine Gold Co., Ltd.

CHINA

CID000522

Gold

REMONDIS PMR B.V.

NETHERLANDS

CID002582

Gold

Royal Canadian Mint

CANADA

CID001534

Gold

SAAMP

FRANCE

CID002761

Gold

Sabin Metal Corp.

UNITED STATES OF AMERICA

CID001546

Gold

Safimet S.p.A

ITALY

CID002973

Gold

SAFINA A.S.

CZECHIA

CID002290

Gold

Sai Refinery

INDIA

CID002853

Gold

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

Gold

Samwon Metals Corp.

KOREA, REPUBLIC OF

CID001562

Gold

SEMPSA Joyeria Plateria S.A.

SPAIN

CID001585

Gold

Shandong Gold Smelting Co., Ltd.

CHINA

CID001916

Gold

Shandong Humon Smelting Co., Ltd.

CHINA

CID002525

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CHINA

CID001619

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

CID001622

Gold

Shenzhen CuiLu Gold Co., Ltd.

CHINA

CID002750

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CHINA

CID002527

Gold

Shirpur Gold Refinery Ltd.

INDIA

CID002588

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

CID001736

Gold

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID002516

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

CID001756

Gold

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

CID001761

Gold

Sovereign Metals

INDIA

CID003383

Gold

State Research Institute Center for Physical Sciences and Technology

LITHUANIA

CID003153

Gold

Sudan Gold Refinery

SUDAN

CID002567

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

Gold

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

CID002918

Gold

Super Dragon Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID001810

Gold

T.C.A S.p.A

ITALY

CID002580

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Gold

Tokuriki Honten Co., Ltd.

JAPAN

CID001938

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CHINA

CID001947

Gold

TOO Tau-Ken-Altyn

KAZAKHSTAN

CID002615

Gold

Torecom

KOREA, REPUBLIC OF

CID001955

Gold

Umicore Precious Metals Thailand

THAILAND

CID002314

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

CID001980

Gold

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

CID001993

Gold

Valcambi S.A.

SWITZERLAND

CID002003

Gold

WEEEREFINING

FRANCE

CID003615

Gold

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

CID002030

6

 


 

Material

Smelter Name

Smelter Country

Smelter Identification

Gold

WIELAND Edelmetalle GmbH

GERMANY

CID002778

Gold

Yamakin Co., Ltd.

JAPAN

CID002100

Gold

Yokohama Metal Co., Ltd.

JAPAN

CID002129

Gold

Yunnan Copper Industry Co., Ltd.

CHINA

CID000197

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Tantalum

5D Production OU

ESTONIA

CID003926

Tantalum

AMG Brasil

BRAZIL

CID001076

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Tantalum

D Block Metals, LLC

UNITED STATES OF AMERICA

CID002504

Tantalum

F&X Electro-Materials Ltd.

CHINA

CID000460

Tantalum

FIR Metals & Resource Ltd.

CHINA

CID002505

Tantalum

Global Advanced Metals Aizu

JAPAN

CID002558

Tantalum

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

CID002557

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

CID002512

Tantalum

Jiangxi Tuohong New Raw Material

CHINA

CID002842

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

CID002506

Tantalum

KEMET de Mexico

MEXICO

CID002539

Tantalum

Materion Newton Inc.

UNITED STATES OF AMERICA

CID002548

Tantalum

Metallurgical Products India Pvt., Ltd.

INDIA

CID001163

Tantalum

Mineracao Taboca S.A.

BRAZIL

CID001175

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001192

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Tantalum

NPM Silmet AS

ESTONIA

CID001200

Tantalum

QuantumClean

UNITED STATES OF AMERICA

CID001508

Tantalum

Resind Industria e Comercio Ltda.

BRAZIL

CID002707

Tantalum

RFH Yancheng Jinye New Material Technology Co., Ltd.

CHINA

CID003583

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Tantalum

Taki Chemical Co., Ltd.

JAPAN

CID001869

Tantalum

TANIOBIS Co., Ltd.

THAILAND

CID002544

Tantalum

TANIOBIS GmbH

GERMANY

CID002545

Tantalum

TANIOBIS Japan Co., Ltd.

JAPAN

CID002549

Tantalum

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002550

Tantalum

Telex Metals

UNITED STATES OF AMERICA

CID001891

Tantalum

Ulba Metallurgical Plant JSC

KAZAKHSTAN

CID001969

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

CHINA

CID000616

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

CID002508

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

CID001522

Tin

Alpha

UNITED STATES OF AMERICA

CID000292

Tin

An Vinh Joint Stock Mineral Processing Company

VIET NAM

CID002703

Tin

Aurubis Beerse

BELGIUM

CID002773

Tin

Aurubis Berango

SPAIN

CID002774

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

CID000228

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

CID003190

Tin

China Tin Group Co., Ltd.

CHINA

CID001070

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

BRAZIL

CID003486

Tin

CRM Synergies

SPAIN

CID003524

Tin

CV Ayi Jaya

INDONESIA

CID002570

Tin

CV Venus Inti Perkasa

INDONESIA

CID002455

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CHINA

CID003356

Tin

Dowa

JAPAN

CID000402

Tin

DS Myanmar

MYANMAR

CID003831

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

VIET NAM

CID002572

Tin

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

CID000438

Tin

Estanho de Rondonia S.A.

BRAZIL

CID000448

Tin

Fabrica Auricchio Industria e Comercio Ltda.

BRAZIL

CID003582

7

 


 

Material

Smelter Name

Smelter Country

Smelter Identification

Tin

Fenix Metals

POLAND

CID000468

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CHINA

CID003410

Tin

Gejiu Kai Meng Industry and Trade LLC

CHINA

CID000942

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

CID000538

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

CID001908

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

CID000555

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

CID003116

Tin

Jiangxi New Nanshan Technology Ltd.

CHINA

CID001231

Tin

Luna Smelter, Ltd.

RWANDA

CID003387

Tin

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

CID002468

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Tin

Melt Metais e Ligas S.A.

BRAZIL

CID002500

Tin

Metallic Resources, Inc.

UNITED STATES OF AMERICA

CID001142

Tin

Mineracao Taboca S.A.

BRAZIL

CID001173

Tin

Mining Minerals Resources SARL

CONGO, DEMOCRATIC REPUBLIC OF THE

CID004065

Tin

Minsur

PERU

CID001182

Tin

Mitsubishi Materials Corporation

JAPAN

CID001191

Tin

Modeltech Sdn Bhd

MALAYSIA

CID002858

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

VIET NAM

CID002573

Tin

Novosibirsk Tin Combine

RUSSIAN FEDERATION

CID001305

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Tin

Operaciones Metalurgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

CID001337

Tin

Pongpipat Company Limited

MYANMAR

CID003208

Tin

Precious Minerals and Smelting Limited

INDIA

CID003409

Tin

PT Aries Kencana Sejahtera

INDONESIA

CID000309

Tin

PT Artha Cipta Langgeng

INDONESIA

CID001399

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Tin

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

PT Babel Surya Alam Lestari

INDONESIA

CID001406

Tin

PT Bangka Prima Tin

INDONESIA

CID002776

Tin

PT Bangka Serumpun

INDONESIA

CID003205

Tin

PT Bangka Tin Industry

INDONESIA

CID001419

Tin

PT Belitung Industri Sejahtera

INDONESIA

CID001421

Tin

PT Bukit Timah

INDONESIA

CID001428

Tin

PT Cipta Persada Mulia

INDONESIA

CID002696

Tin

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

PT Mitra Stania Prima

INDONESIA

CID001453

Tin

PT Mitra Sukses Globalindo

INDONESIA

CID003449

Tin

PT Panca Mega Persada

INDONESIA

CID001457

Tin

PT Premium Tin Indonesia

INDONESIA

CID000313

Tin

PT Prima Timah Utama

INDONESIA

CID001458

Tin

PT Putera Sarana Shakti (PT PSS)

INDONESIA

CID003868

Tin

PT Rajawali Rimba Perkasa

INDONESIA

CID003381

Tin

PT Refined Bangka Tin

INDONESIA

CID001460

Tin

PT Sariwiguna Binasentosa

INDONESIA

CID001463

Tin

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

PT Sukses Inti Makmur

INDONESIA

CID002816

Tin

PT Timah Nusantara

INDONESIA

CID001486

Tin

PT Timah Tbk Kundur

INDONESIA

CID001477

Tin

PT Timah Tbk Mentok

INDONESIA

CID001482

Tin

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

PT Tirus Putra Mandiri

INDONESIA

CID002478

Tin

PT Tommy Utama

INDONESIA

CID001493

Tin

Resind Industria e Comercio Ltda.

BRAZIL

CID002706

Tin

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

CID001539

Tin

Super Ligas

BRAZIL

CID002756

Tin

Thaisarco

THAILAND

CID001898

Tin

Tin Smelting Branch of Yunnan Tin Co., Ltd.

CHINA

CID002180

Tin

Tin Technology & Refining

UNITED STATES OF AMERICA

CID003325

8

 


 

Material

Smelter Name

Smelter Country

Smelter Identification

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

VIET NAM

CID002574

Tin

VQB Mineral and Trading Group JSC

VIET NAM

CID002015

Tin

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

CID003397

Tungsten

A.L.M.T. Corp.

JAPAN

CID000004

Tungsten

ACL Metais Eireli

BRAZIL

CID002833

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

CID003427

Tungsten

Artek LLC

RUSSIAN FEDERATION

CID003553

Tungsten

Asia Tungsten Products Vietnam Ltd.

VIET NAM

CID002502

Tungsten

China Molybdenum Tungsten Co., Ltd.

CHINA

CID002641

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

CID000281

Tungsten

Cronimet Brasil Ltda

BRAZIL

CID003468

Tungsten

DONGKUK INDUSTRIES CO., LTD.

KOREA, REPUBLIC OF

CID004060

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

CHINA

CID003609

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

CID002645

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

CID000568

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Tungsten

H.C. Starck Tungsten GmbH

GERMANY

CID002541

Tungsten

HANNAE FOR T Co., Ltd.

KOREA, REPUBLIC OF

CID003978

Tungsten

Hubei Green Tungsten Co., Ltd.

CHINA

CID003417

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000766

Tungsten

Hunan Jintai New Material Co., Ltd.

CHINA

CID000769

Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

CHINA

CID002513

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

CID002649

Tungsten

Japan New Metals Co., Ltd.

JAPAN

CID000825

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CHINA

CID002313

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

RUSSIAN FEDERATION

CID003408

Tungsten

Kennametal Fallon

UNITED STATES OF AMERICA

CID000966

Tungsten

Kennametal Huntsville

UNITED STATES OF AMERICA

CID000105

Tungsten

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID003407

Tungsten

LLC Vostok

RUSSIAN FEDERATION

CID003643

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Tungsten

Masan High-Tech Materials

VIET NAM

CID002543

Tungsten

Moliren Ltd.

RUSSIAN FEDERATION

CID002845

Tungsten

Niagara Refining LLC

UNITED STATES OF AMERICA

CID002589

Tungsten

NPP Tyazhmetprom LLC

RUSSIAN FEDERATION

CID003416

Tungsten

OOO “Technolom” 1

RUSSIAN FEDERATION

CID003614

Tungsten

OOO “Technolom” 2

RUSSIAN FEDERATION

CID003612

Tungsten

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

CID002827

Tungsten

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002542

Tungsten

Tungsten Vietnam Joint Stock Company

VIET NAM

CID003993

Tungsten

Unecha Refractory metals plant

RUSSIAN FEDERATION

CID002724

Tungsten

Wolfram Bergbau und Hutten AG

AUSTRIA

CID002044

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Tungsten

YUDU ANSHENG TUNGSTEN CO., LTD.

CHINA

CID003662

9